Service 03
Regulatory remediation
Findings from DNB, AFM or internal audit? We help with root-cause analysis, the remediation plan and execution — until the file is closed.
From finding to closed dossier
A regulatory finding is not just a compliance problem — it is a test of your organisation's ability to respond, remediate and demonstrate sustained improvement. We manage the full lifecycle.
Root-cause analysis
We go beyond the surface finding to identify the structural cause: missing controls, inadequate governance, process failures or cultural drivers. Understanding the root cause is the only way to fix it permanently.
Remediation planning
A clear, time-bound remediation plan with accountable owners, milestones and evidence requirements. Structured to satisfy regulator expectations and survive scrutiny in follow-up reviews.
Execution & closure
We support implementation — not just planning. From policy updates and control testing to final reporting and regulator communication. We stay until the file is closed.
How we work
| Phase | Activity | Output |
|---|---|---|
| 1 — Diagnose | Review finding, interview stakeholders, analyse root cause | Root-cause analysis report |
| 2 — Plan | Design remediation measures, assign owners, set milestones | Remediation plan (regulator-ready) |
| 3 — Execute | Support implementation of controls, policies and process changes | Updated documentation, evidence package |
| 4 — Validate | Test effectiveness of remediation measures | Control testing report |
| 5 — Close | Prepare regulator response, support follow-up review | Closure report, closed dossier |
Understand what the regulator expects
Ask our AI advisor about DNB or AFM remediation requirements, what a compliant remediation plan looks like, or how to structure your response to a specific finding type.